Β§5.2aBarrier Penetration: Reflection, Transmission and Tunnelling

Part III Phillips pp. 94–99 Β· ~21 min read

  • tunnelling
  • penetration parameter
  • transmission probability

Remove the wall behind the barrier and the encounter acquires a second outcome. Everything on this page is the arithmetic of how the incoming intensity divides between the two.

Β§5.1 put an infinite wall behind the well, so everything that went in came back out. The encounter had exactly one possible outcome, and the only thing left for the potential to change was a phase.

Take the wall away and put a barrier in the middle instead. Now there are two outcomes β€” the particle comes back, or it carries on β€” and which one happens is not decided by the equations. This is the section the chapter exists for.

5.2 Barrier Penetration

The potential, and what classical physics predicts

V(x)={0ifΒ βˆ’βˆž<x<0VBifΒ 0<x<a0ifΒ a<x<+∞.(5.25)V(x) = \begin{cases} 0 & \text{if } -\infty < x < 0\\ V_B & \text{if } 0 < x < a\\ 0 & \text{if } a < x < +\infty.\end{cases}\tag{5.25}

Equation (5.25) β€” a barrier, and the one letter that matters

symbol
is
the barrier HEIGHT β€” a positive number, and the potential really is +V_B in the middle. Contrast Β§5.1a, where Vβ‚€ was a DEPTH and the potential was βˆ’Vβ‚€. Same kind of letter, opposite sign; the book uses different letters on purpose.
units
type
scalar

Click any symbol to see what it is, what units it carries, and what kind of object it is once you put it in an array.

A classical particle arriving from the left has one of two futures, and which one is fully determined by its energy: below VBV_B it bounces, above VBV_B it crosses. There is nothing to compute.

The same encounter, twice

situation⇅classical particle⇅quantum particle⇅
transmitted, with certaintyβ“˜usually transmitted β€” but β“˜
reflected, with certaintyβ“˜usually reflected β€” but β“˜
inside the barrier, never thereβ“˜a real, decaying probability densityβ“˜
which one actually happensdetermined in advanceβ“˜undetermined until the particle is detectedβ“˜

Click any cell for why. The two rows in the middle are where quantum mechanics contradicts classical physics outright β€” and both are experimentally routine.

Here is the whole problem, solved exactly, before any of the algebra. Drag the energy down through the barrier top and watch the wave inside stop oscillating and start decaying.

Figure 5.4, alive β€” the barrier, the energy, and the exact eigenfunction

-6-4-20246012345V(x), EE-6-4-20246-2-1012position xψ(x)x = 0x = a
  • incident wave (Re)
  • reflected wave (Re)
  • the decaying wave inside, and what escapes
  • total ψ β€” real part
  • total ψ β€” imaginary part

Inside the hatched strip the wave does not oscillate β€” it decays, by eβˆ’Ξ²x with Ξ² = 2.236, so it falls to 1.07e-1 of its value across the width. Whatever is left at x = a is what leaks out as a travelling wave on the right, and the amplitude there never reaches zero. On the left the incident and reflected waves interfere and the total ripples; the ripples do not go all the way down to zero, and the shortfall is precisely the probability that leaked away.

E / V_B 0.375
Ξ² (decay) 2.2361
R 0.958009
T 0.041991

R + T = 1.000000000000 β€” Eq. (5.36), and it holds to the last digit the arithmetic carries, for every setting of every slider. The particle’s energy is below the barrier, so classically T would be exactly zero. It is 0.0420. The wide-barrier formula Eq. (5.40) predicts 0.0428 β€” a 2% error, because eβˆ’2Ξ²a = 1.14e-2 really is small.

Natural units Δ§ = m = 1. The upper panel is Fig. 5.4 with your energy drawn on it; the lower panel is the exact solution of Eq. (5.27) for that energy. Nothing is traced by hand: the curves come from the closed-form coefficients derived below, and R + T = 1 is a consequence, not an input.

Why we do not need time-dependent quantum mechanics

The honest description of β€œa particle arrives, and may bounce or may cross” is a non-stationary state β€” a wave packet, built from a continuum of energies, exactly the machinery of Β§4.5:

Ξ¨(x,t)=∫c(Eβ€²)β€‰ΟˆEβ€²(x) eβˆ’iEβ€²t/ℏ dEβ€²\Psi(x,t) = \int c(E')\,\psi_{E'}(x)\,e^{-iE't/\hbar}\,\mathrm dE'

with ∣c(Eβ€²)∣2 dEβ€²|c(E')|^2\,\mathrm dE' the probability that the particle’s energy lies between Eβ€²E' and Eβ€²+dEβ€²E' + \mathrm dE'. If ∣c(Eβ€²)∣2|c(E')|^2 is sharply peaked at EE, this is a localized lump of probability representing a particle of energy EE arriving at the barrier.

That integral is not just a formality β€” it is a picture, and it is the picture that makes β€œthe outcome is uncertain” mean something concrete. Below, it is evaluated directly: each ψEβ€²\psi_{E'} is one of the stationary states this page derives, so the animation introduces no new physics whatsoever.

Fire a packet at the barrier β€” the book's own integral, evaluated

-40-30-20-1001020304000.020.040.060.080.100.12position x|Ξ¨(x,t)|Β²reflected sidetransmitted side
left of the barrier 100.0 %
inside 0.00 %
past the barrier 0.0 %

This is the book’s own formula on p. 95 β€” Ξ¨(x,t) = ∫ c(Eβ€²) ψEβ€²(x) eβˆ’iEβ€²t/Δ§ dEβ€² β€” evaluated as a sum over 64 energies with a Gaussian c(Eβ€²) centred on the energy you chose. Every ψEβ€² in it is one of the stationary states the rest of this widget draws, so nothing new has been assumed: the moving picture and the standing one are the same solution, read two ways. Press play. The packet has a definite arrival time only because it does not have a definite energy.

E / V_B 0.375
Ξ² (decay) 2.2361
R 0.958009
T 0.041991

R + T = 1.000000000000 β€” Eq. (5.36), and it holds to the last digit the arithmetic carries, for every setting of every slider. The particle’s energy is below the barrier, so classically T would be exactly zero. It is 0.0420. The wide-barrier formula Eq. (5.40) predicts 0.0428 β€” a 2% error, because eβˆ’2Ξ²a = 1.14e-2 really is small.

Ξ¨(x,t) = ∫ c(Eβ€²) ψ_Eβ€²(x) e^(βˆ’iEβ€²t/Δ§) dEβ€² as a 64-term sum with a Gaussian c(Eβ€²). The lump splits into a reflected part and a transmitted part; both are real, and a detector finds one or the other, never a fraction of each. Because every ψ_Eβ€² is known in closed form, the sum is exact β€” there is no numerical propagation and no accumulated error.

So we take a stationary state,

Ξ¨(x,t)=ψE(x) eβˆ’iEt/ℏ(5.26)\Psi(x,t) = \psi_E(x)\,e^{-iEt/\hbar}\tag{5.26}

whose spatial part obeys the energy eigenvalue equation:

βˆ’β„22md2ψEdx2+V(x)ψE=EψE(5.27)-\frac{\hbar^2}{2m}\frac{\mathrm d^2\psi_E}{\mathrm dx^2} + V(x)\psi_E = E\psi_E\tag{5.27}

Three regions, three solutions

V(x)V(x) is constant in each region, so Eq. (5.27) is the free-particle equation three times over with three different constants.

Left of the barrier (x<0x < 0), V=0V = 0:

d2ψEdx2=βˆ’k2ψE,whereE=ℏ2k22m(5.28)\frac{\mathrm d^2\psi_E}{\mathrm dx^2} = -k^2\psi_E,\qquad\text{where}\quad E = \frac{\hbar^2k^2}{2m}\tag{5.28} ψE(x)=AIe+ikx+AReβˆ’ikx(5.29)\psi_E(x) = A_Ie^{+ikx} + A_Re^{-ikx}\tag{5.29}

an incident wave of intensity ∣AI∣2|A_I|^2 travelling right, plus a reflected wave of intensity ∣AR∣2|A_R|^2 travelling left.

Inside the barrier, the form depends on which side of VBV_B the energy sits. Above it, (0<x<a)(0 < x < a) is classically allowed:

d2ψEdx2=βˆ’kB2ψE,whereE=ℏ2kB22m+VB(5.30)\frac{\mathrm d^2\psi_E}{\mathrm dx^2} = -k_B^2\psi_E,\qquad\text{where}\quad E = \frac{\hbar^2k_B^2}{2m} + V_B\tag{5.30} ψE(x)=Ae+ikBx+Aβ€²eβˆ’ikBx(5.31)\psi_E(x) = Ae^{+ik_Bx} + A'e^{-ik_Bx}\tag{5.31}

Below it, (0<x<a)(0 < x < a) is a classically forbidden region and the sign on the right-hand side flips:

d2ψEdx2=+Ξ²2ψE,whereE=βˆ’β„2Ξ²22m+VB(5.32)\frac{\mathrm d^2\psi_E}{\mathrm dx^2} = +\beta^2\psi_E,\qquad\text{where}\quad E = -\frac{\hbar^2\beta^2}{2m} + V_B\tag{5.32} ψE(x)=Beβˆ’Ξ²x+Bβ€²e+Ξ²x(5.33)\psi_E(x) = Be^{-\beta x} + B'e^{+\beta x}\tag{5.33}

Right of the barrier (x>ax > a), V=0V = 0 again, and nothing arrives from +∞+\infty, so only the rightward wave survives:

ψE(x)=ATe+ikx(5.34)\psi_E(x) = A_Te^{+ikx}\tag{5.34}

Equations (5.28)–(5.34) β€” the cast, and the one substitution that unifies them

symbol
is
wave number OUTSIDE the barrier. It is the same on both sides, because the potential is zero on both sides β€” so the transmitted wave has the same wavelength as the incident one.
units
type
real scalar

Click any symbol to see what it is, what units it carries, and what kind of object it is once you put it in an array.

Reflection and transmission probabilities

Join the pieces at x=0x = 0 and x=ax = a and the amplitudes are fixed relative to AIA_I. Their intensity ratios,

R=∣AR∣2∣AI∣2andT=∣AT∣2∣AI∣2(5.35)R = \frac{|A_R|^2}{|A_I|^2}\qquad\text{and}\qquad T = \frac{|A_T|^2}{|A_I|^2}\tag{5.35}

are the reflection probability and the transmission probability , and since those are the only two things that can happen,

R+T=1(5.36)R + T = 1\tag{5.36}

Tunnelling through wide barriers

Now take E<VBE < V_B and actually do it. The eigenfunction is Eq. (5.29), Eq. (5.33) and Eq. (5.34) stitched together:

ψE(x)={AIe+ikx+AReβˆ’ikxifΒ βˆ’βˆž<x<0Beβˆ’Ξ²x+Bβ€²e+Ξ²xifΒ 0<x<aATe+ikxifΒ a<x<∞,(5.37)\psi_E(x) = \begin{cases} A_Ie^{+ikx} + A_Re^{-ikx} & \text{if } -\infty < x < 0\\ Be^{-\beta x} + B'e^{+\beta x} & \text{if } 0 < x < a\\ A_Te^{+ikx} & \text{if } a < x < \infty,\end{cases}\tag{5.37}

with the five constants fixed by requiring ψE\psi_E and dψE/dx\mathrm d\psi_E/\mathrm dx to be continuous at both edges. Four equations, five unknowns β€” and the missing fifth is the overall scale, which cancels out of every ratio in Eq. (5.35).

The derivation, one algebraic move at a time

Where Eq. (5.40) comes from β€” join ψ and dψ/dx at both edges

step 1 of 11

Two conditions at each of two interfaces, four equations, five unknowns β€” and one overall scale that never mattered. Every step is algebra except step 8, which is the single approximation.

  1. 1Write down the general solution in each region separately. Each is just the free-particle equation with a different constant, so we already know both solutions in each.

    Equation (5.37). Five unknowns. Note what is NOT there: no e^{-ikx} term on the right, because nothing is coming back from x = +∞ β€” that is a physical choice, and it is the only place the physics of "incident from the left" enters.

-3-2-101234-2-1012xRe ψx = 0x = a

The exact eigenfunction for E = 1.50, V_B = 4.00, a = 1.00. Smooth everywhere β€” that is what the four conditions bought.

E / V_B 0.375
Ξ² (decay) 2.2361
R 0.958009
T 0.041991

R + T = 1.000000000000 β€” Eq. (5.36), and it holds to the last digit the arithmetic carries, for every setting of every slider. The particle’s energy is below the barrier, so classically T would be exactly zero. It is 0.0420. The wide-barrier formula Eq. (5.40) predicts 0.0428 β€” a 2% error, because eβˆ’2Ξ²a = 1.14e-2 really is small.

Steps 1–7 are exact. Step 8 is the only approximation in the whole of Β§5.2, and everything after it inherits that one assumption.

The result:

T≃[16E(VBβˆ’E)VB2]eβˆ’2Ξ²a(5.40)T \simeq \left[\frac{16E(V_B - E)}{V_B^2}\right]e^{-2\beta a}\tag{5.40}

Equation (5.40) β€” one factor matters and the other does not

symbol
is
the entire story. It ranges over every order of magnitude there is. Double a and you SQUARE this factor; this is what makes tunnelling either routine or unimaginably rare with nothing in between.
units
dimensionless
type
dimensionless, spans 10⁰ to 10⁻⁴⁰ and beyond

Click any symbol to see what it is, what units it carries, and what kind of object it is once you put it in an array.

Why the exponential is the whole story β€” T against barrier width, on a log scale

012345-15-10-50barrier width a (natural units)log₁₀ Tone decay length 1/Ξ² = 0.41
  • T exact
  • Eq. (5.40) β€” a straight line, by construction
Ξ² 2.4495
T at a = 1 2.22e-2
T at a = 2 1.67e-4

The dashed line is Eq. (5.40). On these axes it is exactly straight β€” that is what an exponential is β€” with slope βˆ’2Ξ²/ln 10 = βˆ’2.13 decades per unit of width. The solid curve is the exact answer, and the two are indistinguishable everywhere except the first fraction of a decay length on the left, which is exactly the region where eβˆ’2Ξ²a β‰ͺ 1 is false.

The number to remember is the one that does not depend on any slider: widening the barrier by one decay length 1/Ξ² always costs a factor of e2 β‰ˆ 7.39, which is 0.869 of a decade. Doubling the width from 1 to 2 here takes T from 2.22e-2 to 1.67e-4 β€” a factor of 133. Nothing else in the formula behaves like this: the prefactor 16E(V_B βˆ’ E)/V_BΒ² can never leave the range 0 to 4, however hard you push the sliders.

Natural units Δ§ = m = 1. Both curves come from the same closed-form solution the rest of this page derives β€” the exact one from |A_T|Β²/|A_I|Β², the dashed one from Eq. (5.40) β€” so the gap between them is the approximation’s error and nothing else.

The approximation has a domain, and you can see its edge

Two more things become visible once T(E)T(E) is plotted over the whole energy range, and neither is in the book’s text for this section.

R and T across the whole energy range β€” including above the barrier

00.51.01.52.02.53.000.20.40.60.81.0energy E / V_Bprobabilitycurrent E
  • T exact
  • T from Eq. (5.40)
  • R exact

Three things are worth waiting for on this plot. In the hatched region (E < V_B) T is not zero β€” that is tunnelling, and on the log scale you can watch it fall through ten orders of magnitude as the barrier widens. The dashed curve is Eq. (5.40): it tracks the exact answer beautifully deep in the hatched region and then fails near E = V_B, where it can even exceed 1, because eβˆ’2Ξ²a β†’ 1 there and the approximation’s one assumption has failed. And above the barrier, T returns to 1 at a discrete set of resonances, k_B a = nΟ€ β€” a whole number of half wavelengths across the barrier, which is the same interference condition that makes an anti-reflection coating work.

E / V_B 0.375
Ξ² (decay) 2.2361
R 0.958009
T 0.041991

R + T = 1.000000000000 β€” Eq. (5.36), and it holds to the last digit the arithmetic carries, for every setting of every slider. The particle’s energy is below the barrier, so classically T would be exactly zero. It is 0.0420. The wide-barrier formula Eq. (5.40) predicts 0.0428 β€” a 2% error, because eβˆ’2Ξ²a = 1.14e-2 really is small.

Switch on the log scale to watch T fall through ten orders of magnitude inside the hatched (tunnelling) region, and to see the dashed approximation peel away from the exact curve as E climbs toward V_B. Above the barrier, the spikes back up to T = 1 are the resonances of problem 6.

The first is that TT is not zero anywhere β€” the hatched region is where classical physics forbids transmission entirely, and the curve simply passes through it. The second is that above the barrier, RR is not zero either, except at a discrete set of energies where kBa=nΟ€k_Ba = n\pi and the barrier goes completely transparent. That is the same interference condition that makes an anti-reflection coating work: the reflections from the two faces cancel when the round trip is a whole number of wavelengths. Problem 6 derives it.

Where this goes next

Equation (5.40) is a formula with two parameters, and the exponential means that plausible values of those parameters produce wildly different worlds. Β§5.2b takes it to the two places where the numbers land somewhere interesting: electrons across a vacuum gap, where 2Ξ²aβ‰ˆ102\beta a \approx 10 and a change of one hundredth of an atomic diameter is measurable β€” that is the scanning tunnelling microscope β€” and protons in the centre of the sun, where the barrier is not square, the exponent is about 22, and the answer is why stars burn for billions of years instead of exploding.

Check yourself

0 / 6 answered

  1. Open the "R and T vs energy" view above and drag the energy up past the top of the barrier ().

    1.What does the transmission probability do once the particle has more energy than the barrier is high?

  2. 2.The page's electron facing a energy deficit has a decay length . Replace it with a proton at the same deficit. What is the proton's decay length?

  3. 3.An electron beam is fired at a barrier with , and a perfect detector waits on the far side. What does it record?

  4. 4.Why does Β§5.2 insist that the exponential in Eq. (5.40), not the prefactor , is what matters?

  5. Take , , in natural units (). Eq. (5.40) returns ; the exact answer is .

    5.A probability of 1.47. What has gone wrong?

  6. The log-scale figure above draws against barrier width as a straight line.

    6.By how much does fall when the barrier is widened by exactly one decay length ?