§3.5–3.6Expectation Values, Operators, Uncertainties; Quantum States

Part II Phillips pp. 46–52 · ~20 min read

  • expectation value
  • operator
  • position operator
  • momentum operator
  • quantum state
  • collapse of the wave function

Every measurable quantity becomes the same integral with a different operator in the middle. The hat is not decoration — it is the instruction for what to do between the two Ψ’s.

Two sections, and they do very different jobs. §3.5 is the most practical page of the chapter: it turns the densities of §3.2 and §3.3 into numbers you can compute, and in doing so introduces the object that runs the rest of the book — the operator . §3.6 is the most philosophical: it steps back and says plainly what has just been assumed, and what remains unexplained.

3.5 Expectation Values

The outcome of a quantum measurement is a random variable. §3.1 already gave the machinery for averaging one: multiply each outcome by its probability and integrate. All §3.5 does at first is apply Eq. (3.6) to the densities we now have.

Position is a continuous random variable with density Ψ(x,t)2|\Psi(x,t)|^2, so

x=+xΨ(x,t)2dx(3.23)\langle x\rangle = \int_{-\infty}^{+\infty} x\,|\Psi(x,t)|^2\,\mathrm dx\tag{3.23}

Momentum is a continuous random variable too, with density Ψ~(p,t)2|\tilde\Psi(p,t)|^2, so the same reasoning gives

p=+pΨ~(p,t)2dp(3.24)\langle p\rangle = \int_{-\infty}^{+\infty} p\,|\tilde\Psi(p,t)|^2\,\mathrm dp\tag{3.24}

Writing them as sandwiches

Using Ψ2=ΨΨ|\Psi|^2 = \Psi^*\Psi and Ψ~2=Ψ~Ψ~|\tilde\Psi|^2 = \tilde\Psi^*\tilde\Psi, both integrals can be rewritten with the variable sitting between the conjugate and the function:

x=+Ψ(x,t)xΨ(x,t)dx(3.25)\langle x\rangle = \int_{-\infty}^{+\infty}\Psi^*(x,t)\,x\,\Psi(x,t)\,\mathrm dx\tag{3.25} p=+Ψ~(p,t)pΨ~(p,t)dp(3.26)\langle p\rangle = \int_{-\infty}^{+\infty}\tilde\Psi^*(p,t)\,p\,\tilde\Psi(p,t)\,\mathrm dp\tag{3.26}

This looks like pointless rearrangement — ΨxΨ\Psi^*x\Psi is just xΨ2x|\Psi|^2 — and for position it is. Its value shows up at the next step.

Equation (3.26) is symmetric and elegant, but inconvenient: it needs Ψ~\tilde\Psi, and computing a Fourier transform to get an average is a lot of work. The symmetry is therefore usually hidden, because p\langle p\rangle is almost always computed from Ψ(x,t)\Psi(x,t) directly:

p=+Ψ(x,t)(ix)Ψ(x,t)dx(3.27)\langle p\rangle = \int_{-\infty}^{+\infty}\Psi^*(x,t)\left(-i\hbar\frac{\partial}{\partial x}\right)\Psi(x,t)\,\mathrm dx\tag{3.27}

Now the sandwich form earns its keep. In Eq. (3.25) the filling is the number xx; in Eq. (3.27) it is the instruction differentiate and multiply by i-i\hbar. Written as xΨ2x|\Psi|^2 there would be nowhere to put such a thing — it has to act on Ψ\Psi, so it has to sit between the two factors.

Why −iħ∂/∂x is the same as multiplying by p in momentum space

step 1 of 4

The book offers this 'for the benefit of mathematically inclined readers'. It is four lines, and it explains where the operator comes from instead of leaving it a rule to memorise.

  1. 1Start from Eq. (3.19), which writes Ψ as a superposition of momentum waves, and apply the operator to it.

Phillips also notes a result worth holding onto, left to problem 9:

p=mdxdt(3.28)\langle p\rangle = m\frac{\mathrm d\langle x\rangle}{\mathrm dt}\tag{3.28}

The averages obey the classical relation even though nothing else does. This is the first hint of Ehrenfest’s theorem — expectation values move classically — and it is why quantum mechanics reproduces Newtonian physics for large objects.

Operators

Phillips now states the idea that will dominate the rest of the book: observables in quantum mechanics are described by operators. At this stage it is presented as a recipe, and the plainness is deliberate:

The recipe for an expectation value, exactly as the book states it

stepwhat you do
1Prepare a sandwich with and .
2To find insert ; to find insert .
3Then integrate over .

Three steps, and they are the same three whatever the observable — chapter 7 changes only what goes in the middle.

Both fillings act on the wave function: xx merely multiplies Ψ\Psi by a factor, while i/x-i\hbar\,\partial/\partial x differentiates it and multiplies by i-i\hbar. Emphasising that, Eqs. (3.25) and (3.27) become

x=+Ψ(x,t)x^Ψ(x,t)dxandp=+Ψ(x,t)p^Ψ(x,t)dx(3.29)\langle x\rangle = \int_{-\infty}^{+\infty}\Psi^*(x,t)\,\hat x\,\Psi(x,t)\,\mathrm dx \quad\text{and}\quad \langle p\rangle = \int_{-\infty}^{+\infty}\Psi^*(x,t)\,\hat p\,\Psi(x,t)\,\mathrm dx\tag{3.29}

The circumflex denotes an operator, and

x^=xandp^=ix(3.30)\hat x = x \quad\text{and}\quad \hat p = -i\hbar\frac{\partial}{\partial x}\tag{3.30}

Equation (3.30) — reading the two operators

symbol
is
the position operator is just multiplication by x. It looks like nothing is happening, and in the position basis nothing is — which is precisely why position is the "natural" variable for Ψ. In the momentum basis it would be the one that differentiates.
units
type
multiplication operator

Click any symbol to see what it is, what units it carries, and what kind of object it is once you put it in an array.

In three dimensions nothing changes except the notation:

r^=randp^=i(3.31)\hat{\mathbf r} = \mathbf r \quad\text{and}\quad \hat{\mathbf p} = -i\hbar\nabla\tag{3.31} r=Ψ(r,t)r^Ψ(r,t)d3randp=Ψ(r,t)p^Ψ(r,t)d3r(3.32)\langle\mathbf r\rangle = \int\Psi^*(\mathbf r,t)\,\hat{\mathbf r}\,\Psi(\mathbf r,t)\,\mathrm d^3\mathbf r \quad\text{and}\quad \langle\mathbf p\rangle = \int\Psi^*(\mathbf r,t)\,\hat{\mathbf p}\,\Psi(\mathbf r,t)\,\mathrm d^3\mathbf r\tag{3.32}

Uncertainties

The uncertainties come from the same sandwiches. Equation (3.8) of §3.1, applied to each observable:

Δx=x2x2andΔp=p2p2(3.33)\Delta x = \sqrt{\langle x^2\rangle - \langle x\rangle^2} \quad\text{and}\quad \Delta p = \sqrt{\langle p^2\rangle - \langle p\rangle^2}\tag{3.33}

with the second moments given by sandwiches with a squared operator inside:

x2=+Ψ(x,t)x^2Ψ(x,t)dx,p2=+Ψ(x,t)p^2Ψ(x,t)dx(3.34)\langle x^2\rangle = \int_{-\infty}^{+\infty}\Psi^*(x,t)\,\hat x^2\,\Psi(x,t)\,\mathrm dx,\qquad \langle p^2\rangle = \int_{-\infty}^{+\infty}\Psi^*(x,t)\,\hat p^2\,\Psi(x,t)\,\mathrm dx\tag{3.34}

where x^2\hat x^2 means x^×x^\hat x \times \hat x and p^2\hat p^2 means p^×p^\hat p\times\hat p — apply the operator twice. Using Eq. (3.30):

x^2=x2andp^2=22x2(3.35)\hat x^2 = x^2 \quad\text{and}\quad \hat p^2 = -\hbar^2\frac{\partial^2}{\partial x^2}\tag{3.35}

Measure the position. Then do it again.

00.20.40.60.81.000.51.01.52.02.53.0position (units of a)probability density⟨x⟩
measurements 0
running mean
⟨x⟩ from Eq. (3.25) 0.5000
Δx: sampled / exact / 0.2658

The first excited state, and the important case. |ψ|² is exactly ZERO at x = a/2, yet ⟨x⟩ = a/2 precisely, by symmetry. An expectation value is an average, not a prediction, and it need not be a likely outcome — or even a possible one. (Being pedantic: the density vanishes only AT the node, so outcomes very close to a/2 are rare rather than forbidden — about 1 in 19 000 lands within ±0.01a of it. In the histogram above, the bin straddling the node collects 175 times fewer counts than a peak bin.)

Violet is |ψ|², grey is the histogram of what you actually got, and the gold spike is the collapsed state left behind by the most recent measurement — §3.6's fragility, drawn rather than asserted. No single outcome tells you anything about the distribution; a few thousand reproduce it exactly. That gap between one measurement and the ensemble is what an expectation value is about.

Check it yourself: the Gaussian sits on the bound, and nothing else does

position — |Ψ(x)|²

-6-4-2024600.10.20.30.4position xprobability density

momentum — |Ψ̃(p)|²

-2-101200.20.40.60.8momentum pprobability density
Δx 1.0000
Δp 0.5000
Δx·Δp / ħ 0.5000 ≥ 0.5

Δx = σ = 1.00, Δp = ħ/2σ = 0.500, product = ħ/2 exactly

The one shape that achieves the minimum. Its transform is another Gaussian, so squeezing one side widens the other by exactly the reciprocal factor and the product never moves off ½. §3.5 shows this is the minimum-uncertainty state; §7.4 proves no state can do better.

Both densities are computed from the same ψ by qm.ts — the right panel is Eq. (3.20) evaluated numerically, not a sketch. Drag the slider and watch the two widths trade off: that reciprocal relationship is the whole content of the uncertainty principle, and it is a property of Fourier transforms rather than of quantum mechanics.

3.6 Quantum States

The chapter opened with a puzzle: how can one wave function describe both wave-like and particle-like behaviour? The answer has been assembled — the wave function governs the potential outcomes of measurements — and §3.6 says outright what that cost.

Physics no longer tries to predict exactly what will happen; it is now content with predicting the probabilities of a range of possible outcomes.

The question the book leaves open

Is quantum probability like the probability in the kinetic theory of gases — covering up our ignorance of an underlying description that assigns the particle a definite position all along, which the measurement merely reveals? Or is it the complete and fundamental description?

Phillips does not answer, and is explicit that it has been debated since the inception of quantum mechanics. But he states the second horn vividly enough that it is worth quoting:

In the latter case, it is pointless or meaningless to speculate on where the particle is prior to the measurement. Its exact position is not revealed by the measurement, but brought into existence by the measurement; the particle, like the experimenter, is surprised by the outcome!

The book’s own position is pragmatic: these issues are “not our immediate concern”, and the aim is to appreciate quantum mechanics as a consistent theory of microscopic phenomena. A footnote points to F. Laloë, American Journal of Physics 69, 655 (2001) for readers who want the full debate.

Four properties of a quantum state

A wave function represents a quantum state — a state of motion bearing, in the book’s phrase, only a passing resemblance to the well-defined trajectories of classical physics. Phillips sets out four properties, and they are worth learning as a unit because the rest of the book uses all four constantly.

The four properties of a quantum state (§3.6)

propertywhat it sayswhere you have already seen it
Deterministic evolutionIn the absence of measurements a quantum state evolves smoothly and deterministically, in accordance with the time-dependent Schrödinger equation, Eq. (2.17).ch. 2 — the equation is first order in time.
PotentialitiesA quantum state describes potentialities which can become realities: it predicts the possible outcomes of any measurement and the probabilities of those outcomes.§3.2 and §3.3 — and .
Linear superpositionA quantum state is a linear superposition of other quantum states, which means a particle in one quantum state is also simultaneously in other quantum states.Eq. (3.11) — the two-slit wave function.
FragilityA quantum state is destroyed by measurement and replaced by a new state compatible with the random outcome — the collapse of the wave function.§3.2 — which-path detection destroys the fringes.

Every one has already appeared in chapters 1–3 — click a cell for where. Note that the first three follow from the Schrödinger equation while the fourth is imposed.

Where chapter 3 leaves us

Position and momentum are both described by one wave function; expectation values and uncertainties both come from sandwich integrals; and the observables themselves are operators. What is still missing is energy — and it is the one that matters most, because energy is what the Schrödinger equation is built around and what determines how a state evolves.

Chapter 4 takes H^\hat H, applies exactly the machinery of this page to it, and finds something the position and momentum cases did not show: for a confined particle the possible outcomes are discrete. That is where quantization finally comes from.

First, though: the problems, which are where the four wave functions of this chapter get compared side by side and ΔxΔp\Delta x\,\Delta p is computed for each.

Check yourself

0 / 7 answered

  1. 1.Why must the operator sit *between* and rather than being pulled outside as a factor?

  2. 2.What happens if you compute as — the wrong order?

  3. 3.Why is worth noticing?

  4. 4.For the box state, while . What does that show?

  5. 5.The book says for the Gaussian and is larger for every other wave function. How do the box states compare?

  6. 6.Which of §3.6's four properties of a quantum state is *imposed* rather than derived?

  7. 7.Phillips' footnote says quantum states are, in general, complex vectors. Why does that reframe the chapter?